PTAB Moves to Establish More Precedential Decisions

Yesterday, the Patent Trial & Appeal Board (PTAB) announced the designation of five, additional precedential decisions.

Garmin Int’l v. Cuozzo Speed Techs LLC, IPR2012-00001, Paper 26 (Mar. 5, 2013) – This order discusses the factors considered in evaluating motions for additional discovery in IPR proceedings. Previously designated as informative, this decision has been treated as de facto precedent for quite some time.

Bloomberg, Inc. v. Markets-Alert Pty, Ltd., CBM2013-00005, Paper 32 (May 29, 2013) – This order discusses the factors considered in evaluating motions for additional discovery in CBM proceedings. (Garmin for CBMs)

Oracle Corp. v. Click-to-Call Techs, LP, IPR2013-00312, Paper 26 (October 30, 2013) (precedential only as to Section III.A.) – This decision pertains to interpretation of “served with a complaint” for purposes of triggering the one-year time bar set forth in 35 U.S.C. § 315(b).  More specifically, this decision stands for the proposition that a dismissal of a prior law suit “without prejudice” prevents that suit from triggering the time bar of 315(b).  This has also been de facto precedent at the PTAB.
Continue Reading PTAB Designates Five Precedential Decisions

Vast Majority of Amendments Denied on the Merits

Yesterday the Patent Trial & Appeal Board (PTAB) released a study on motions to amend. Contrary to popular belief, the majority of these motions are not denied on strict procedural grounds, but instead, on the merits.

The study points out that:

  • In the 1539 trials that have gone to completion or settled (where joined or consolidated trials were counted as a single trial), motions to amend were sought in a little over 10% of cases, 192 in all. (34 more motions to amend are pending in currently open cases.)
  • Of those 192, not all ultimately required the PTAB to pass on the merits of the motion. This is because, often, motions to amend are filed as “contingent” motions—if the PTAB upholds the patentability of the original claims, such motions never get decided. Several other cases settle before motions to amend are decided. Additionally, some motions to “amend” only request the cancellation of claims, and those are routinely granted.  
  • 94 of the 118 remaining petitions were denied on merit based deficiencies, only 22 were bounced on procedural grounds.


Continue Reading PTAB Releases Eye Opening Amendment Stats

Minor PTAB Rule Change & New 101 Guidelines

Last week, the PTAB issued a minor change to the AIA Trial Rules that became effective last Monday, May 2nd.  

The second sentence of § 42.24(a)(1) was changed to state that the word count or page limit does not include a table of contents, a table

Full Commission Considers Impact of IPR FWD in Ongoing 337 Investigation

Back in December of 2014, the International Trade Commission (ITC) instituted an investigation at the behest of RealD. The complaint alleged violations of section 337 based upon the importation of certain three-dimensional cinema systems, and components thereof, that infringe certain claims of U.S. Patent Nos. 7,905,602 (“the ‘602 patent”), 7,857,455 (“the ‘455 patent”), 7,959,296 (“the ‘296 patent”), and 8,220,934 (“the ‘934 patent”).  MasterImage 3D, Inc. was the named respondent.

In October of 2014, MasterImage filed seven (7) IPRs against the asserted patents.  Five of these IPRs were denied institution, but two proceeded, one on the ‘934 and the other on the ‘455. Readers may be familiar with “MasterImage” based upon the informative decision on amendment practice.

Thereafter, on December 16, 2015, the presiding ALJ issued a final ID finding a violation of section 337 with respect to all but the ‘602 patent. The ALJ found that the asserted claims of each patent are infringed and not invalid or unenforceable. These findings were appealed to the full Commission. On February 16, 2016, the Commission determined to review the final ID in part and requested additional briefing from the parties on certain issues.  On April 14, 2016, MasterImage filed a letter, notifying the Commission that, on that same day, the USPTO’s Patent Trial and Appeal Board (PTAB) issued a Final Written Decision finding claims 1, 6-10, and 18-20 of the ‘934 patent unpatentable. 

So, now what?


Continue Reading ITC Grapples with IPR Impact in Ongoing Investigation

Attached (here) is a transcript from Monday’s argument.  

My view is that the a majority of the Court was not buying Cuozzo’s key BRI arguments. Namely, his iterative amendment argument, and his adjudicative distinction. Most of the questions for the government seemed informational (on parallel tracks a patent dispute may take (Roberts)), as opposed to the disputed issues. While issues of policy are always part of a SCOTUS appeal, I don’t see them moving the needle here absent something more.  It was the “more” that will be the problem for Cuozzo..

Some notable exchanges:
Continue Reading Cuozzo Argument : BRI Lives

High Court to Consider Patent Trial & Appeal Board (PTAB) Procedures

At 1PM today, the Supreme Court of the United States will hear arguments in Cuozzo Speed v. Lee.  As previously discussed, in its petition for certiorari  Cuozzo presents two issues for review:

1.     Whether the court of appeals erred in

New Evidentiary Opportunity Dissolves Patentee Criticism

Patentees have lamented the inability to submit new, testimonial evidence via preliminary response since the inception of the Patent Trial & Appeal Board (PTAB). It was argued that since AIA trial petitions almost always included testimonial evidence, the inability to respond in kind was procedurally lopsided in favor of challengers.  Because of this perceived imbalance, patentees insisted that trial institution was a foregone conclusion.  Of course, if this patentee criticism were valid, far more trials would conclude favorably to patentees once such evidence is entered (it is permitted later, during trial).

Nevertheless, responsive to this criticism, the PTAB will begin allowing new testimonial evidence with preliminary responses on May 1st.  But, is this new patentee opportunity truly helpful?


Continue Reading Patentees Beware: New PTAB Evidentiary Option Might Not Help